The evolution of the luminosity density

The results from the high redshift universe keep pouring in from JWST. It is a full time job, and then some, just to keep track. One intriguing aspect is the luminosity density of the universe at z > 10. I had not thought this to be problematic for LCDM, as it only depends on the overall number density of stars, not whether they’re in big or small galaxies. I checked this a couple of years ago, and it was fine. At that point we were limited to z < 10, so what about higher redshift?

It helps to have in mind the contrasting predictions of distinct hypotheses, so a quick reminder. LCDM predicts a gradual build up of the dark matter halo mass function that should presumably be tracked by the galaxies within these halos. MOND predicts that galaxies of a wide range of masses form abruptly, including the biggest ones. The big distinction I’ve focused on is the formation epoch of the most massive galaxies. These take a long time to build up in LCDM, which typically takes half a Hubble time (~7 billion years; z < 1) for a giant elliptical to build up half its final stellar mass. Baryonic mass assembly is considerably more rapid in MOND, so this benchmark can be attained much earlier, even within the first billion years after the Big Bang (z > 5).

In both theories, astrophysics plays a role. How does gas condense into galaxies, and then form into stars? Gravity just tells us when we can assemble the mass, not how it becomes luminous. So the critical question is whether the high redshift galaxies JWST sees are indeed massive. They’re much brighter than had been predicted by LCDM, and in-line with the simplest models evolutionary models one can build in MOND, so the latter is the more natural interpretation. However, it is much harder to predict how many galaxies form in MOND; it is straightforward to show that they should form fast but much harder to figure out how many do so – i.e., how many baryons get incorporated into collapsed objects, and how many get left behind, stranded in the intergalactic medium? Consequently, the luminosity density – the total number of stars, regardless of what size galaxies they’re in – did not seem like a straight-up test the way the masses of individual galaxies is.

It is not difficult to produce lots of stars at high redshift in LCDM. But those stars should be in many protogalactic fragments, not individually massive galaxies. As a reminder, here is the merger tree for a galaxy that becomes a bright elliptical at low redshift:

*Merger tree from De Lucia & Blaizot 2007 showing the hierarchical build-up of massive galaxies from many protogalactic fragments.*

At large lookback times, i.e., high redshift, galaxies are small protogalactic fragments that have not yet assembled into a large island universe. This happens much faster in MOND, so we expect that for many (not necessarily all) galaxies, this process is basically complete after a mere billion years or so, often less. In both theories, your mileage will vary: each galaxy will have its own unique formation history. Nevertheless, that’s the basic difference: big galaxies form quickly in MOND while they should still be little chunks at high z in LCDM.

The hierarchical formation of structure is a fundamental prediction of LCDM, so this is in principle a place it can break. That is why many people are following the usual script of blaming astrophysics, i.e., how stars form, not how mass assembles. The latter is fundamental while the former is fungible.

Gradual mass assembly is so fundamental that its failure would break LCDM. Indeed, it is so deeply embedded in the mental framework of people working on it that it doesn’t seem to occur to most of them to consider the possibility that it could work any other way. It simply has to work that way; we were taught so in grad school!

Here is a sketch of how structures grow over time under the influence of cold dark matter (left, from Schramm 1992) and MOND (right, from Sanders & McGaugh 2002; see also this further discussion). The slow linear growth of CDM (long-dashed line, left panel) is replaced by a rapid, nonlinear growth in MOND (solid lines at right; numbers correspond to different scales). Nonlinear growth moderates after cosmic expansion begins to accelerate (dashed vertical line in right panel).

A principle result in perturbation theory applied to density fluctuations in an expanding universe governed by General Relativity is that the growth rate of these proto-objects is proportional to the expansion rate of the universe – hence the linear long-dashed line in the left diagram. The baryons cannot match the observations by themselves because the universe has “only” expanded by a factor of a thousand since recombination while structure has grown by a factor of a hundred thousand. This was one of the primary motivations for inventing cold dark matter in the first place: it can grow at the theory-specified rate without obliterating the observed isotropy^% of the microwave background. The skeletal structure of the cosmic web grows in cold dark matter first; the baryons fall in afterwards (short-dashed line in left panel).

That’s how it works. Without dark matter, structure cannot form, so we needn’t consider MOND nor speak of it ever again forever and ever, amen.

Except, of course, that isn’t necessarily how structure formation works in MOND. Like every other inference of dark matter, the slow growth of perturbations assumes that gravity is normal. If we consider a different force law, then we have to revisit this basic result. Exactly how structure formation works in MOND is not a settled subject, but the panel at right illustrates how I think it might work. One seemingly unavoidable aspect is that MOND is nonlinear, so the growth rate becomes nonlinear at some point, which is rather early on if Milgrom’s constant a₀ does not evolve. Rather than needing dark matter to achieve a growth factory of 10⁵, the boost to the force law enables baryons do it on their own. That, in a nutshell, is why MOND predicts the early formation of big galaxies.

The same nonlinearity that makes structure grow fast in MOND also makes it very hard to predict the mass function. My nominal expectation is that the present-day galaxy baryonic mass function is established early and galaxies mostly evolve as closed boxes after that. Not exclusively; mergers still occasionally happen, as might continued gas accretion. In addition to the big galaxies that form their stars rapidly and eventually become giant elliptical galaxies, there will also be a population for which gas accretion is gradual^ enough to settle into a preferred plane and evolve into a spiral galaxy. But that is all gas physics and hand waving; for the mass function I simply don’t know how to extract a prediction from a nonlinear version of the Press-Schechter formalism. Somebody smarter than me should try that.

We do know how to do it for LCDM, at least for the dark matter halos, so there is a testable prediction there. The observable test depends on the messy astrophysics of forming stars and the shape of the mass function. The total luminosity density integrates over the shape, so is a rather forgiving test, as it doesn’t distinguish between stars in lots of tiny galaxies or the same number in a few big ones. Consequently, I hadn’t put much stock in it. But it is also a more robustly measured quantity, so perhaps it is more interesting than I gave it credit for, at least once we get to such high redshift that there should be hardly any stars.

Here is a plot of the ultraviolet (UV) luminosity density from Adams et al. (2023):

Fig. 8 from Adams et al. (2023) showing the integrated UV luminosity density as a function of redshift. UV light is produced by short-lived, massive stars, so makes a good proxy for the star formation rate (right axis).

The lower line is one⁺ a priori prediction of LCDM. I checked this back when JWST was launched, and saw no issues up to z=10, which remains true. However, the data now available at higher redshift are systematically higher than the prediction. The reason for this is simple, and the same as we’ve discussed before: dark matter halos are just beginning to get big; they don’t have enough baryons in them to make that many stars – at least not for the usual assumptions, or even just from extrapolating what we know quasi-empirically. (I say “quasi” because the extrapolation requires a theory-dependent rate of mass growth.)

The dashed line is what I consider to be a reasonable adjustment of the a priori prediction. Putting on an LCDM hat, it is actually closer to what I would have predicted myself because it has a constant star formation efficiency which is one of the knobs I prefer to fix empirically and then not touch. With that, everything is good up to z=10.5, maybe even to z=12 if we only believe^* the data with uncertainties. But the bulk of the high redshift data sit well above the plausible expectation of LCDM, so grasping at the dangling ends of the biggest error bars seems unlikely to save us from a fall.

Ignoring the model lines, the data flatten out at z > 10, which is another way of saying that the UV luminosity function isn’t evolving when it should be. This redshift range does not correspond to much cosmic time, only a few hundred million years, so it makes the empiricist in me uncomfortable to invoke astrophysical causes. We have to imagine that the physical conditions change rapidly in the first sliver of cosmic time at just the right fine-tuned rate to make it look like there is no evolution at all, then settle down into a star formation efficiency that remains constant in perpetuity thereafter.

Harikane et al. (2023) also come to the conclusion that there is too much star formation going on at high redshift (their Fig. 18 is like that of Adams above, but extending all the way to z=0). Like many, they appear to be unaware that the early onset of structure formation had been predicted, so discuss three conventional astrophysical solutions as if these were the only possibilities. Translating from their section 6, the astrophysical options are:

Star formation was more efficient early on
Active Galactic Nuclei (AGN)
A top heavy IMF

This is a pretty broad view of the things that are being considered currently, though I’m sure people will add to this list as time goes forward and entropy increases.

Taking these in reverse order, the idea of a top heavy IMF is that preferentially more massive stars form early on. These produce more light per unit mass, so one gets brighter galaxies than predicted with a normal IMF. This is an idea that recurs every so often; see, e.g., section 3.1.1 of McGaugh (2004) where I discuss it in the related context of trying to get LCDM models to reionize the universe early enough. Supermassive Population III stars were all the rage back then. Changing the mass spectrum^& with which stars form is one of those uber-free parameters that good modelers refrain from twiddling because it gives too much freedom. It is not a single knob so much as a Pandora’s box full of knobs that invoke a thousand Salpeter’s demons to do nearly anything at the price of understanding nothing.

As it happens, the option of a grossly variable IMF is already disfavored by the existence of quenched galaxies at z~3 that formed a normal stellar population at much higher redshift (z~11). These galaxies are composed of stars that have the spectral signatures appropriate for a population that formed with a normal IMF and evolved as stars do. This is exactly what we expect for galaxies that form early and evolve passively. Adjusting the IMF to explain the obvious makes a mockery of Occam’s razor.

AGN is a catchall term for objects like quasars that are powered by supermassive black holes at the centers of galaxies. This is a light source that is non-stellar, so we’ll overestimate the stellar mass if we mistake some light from AGN^# as being from stars. In addition, we know that AGN were more prolific in the early universe. That in itself is also a problem: just as forming galaxies early is hard, so too is it hard to form enough supermassive black holes that early. So this just becomes the same problem in a different guise. Besides, the resolution of JWST is good enough to see where the light is coming from, and it ain’t all from unresolved AGN. Harikane et al. estimate that the AGN contribution is only ~10%.

That leaves the star formation efficiency, which is certainly another knob to twiddle. On the one hand, this is a reasonable thing to do, since we don’t really know what the star formation efficiency in the early universe was. On the other, we expected the opposite: star formation should, if anything, be less efficient at high redshift when the metallicity was low so there were few ways for gas to cool, which is widely considered to be a prerequisite for initiating star formation. Indeed, inefficient cooling was an argument in favor of a top-heavy IMF (perhaps stars need to be more massive to overcome higher temperatures in the gas from which they form), so these two possibilities contradict one another: we can have one but not both.

To me, the star formation efficiency is the most obvious knob to twiddle, but it has to be rather fine-tuned. There isn’t much cosmic time over which the variation must occur, and yet it has to change rapidly and in such a way as to precisely balance the non-evolving UV luminosity function against a rapidly evolving dark matter halo mass function. Once again, we’re in the position of having to invoke astrophysics that we don’t understand to make up for a manifest deficit the behavior of dark matter. Funny how those messy baryons always cover up for that clean, pure, simple dark matter.

I could go on about these possibilities at great length (and did in the 2004 paper cited above). I decline to do so any farther: we keep digging this hole just to fill it again. These ideas only seem reasonable as knobs to turn if one doesn’t see any other way out, which is what happens if one has absolute faith in structure formation theory and is blissfully unaware of the predictions of MOND. So I can already see the community tromping down the familiar path of persuading ourselves that the unreasonable is reasonable, that what was not predicted is what we should have expected all along, that everything is fine with cosmology when it is anything but. We’ve done it so many times before.

Initially I had the cat stuffed back in the bag image here, but that was really for a theoretical paper that I didn’t quite make it to in this post. You’ll see it again soon. The observations discussed here are by observers doing their best in the context they know, so it doesn’t seem appropriate to that.

^%We were convinced of the need for non-baryonic dark matter before any fluctuations in the microwave background were detected; their absence at the level of one part in a thousand sufficed.

^The assembly of baryonic mass can and in most cases should be rapid. It is the settling of gas into a rotationally supported structure that takes time – this is influenced by gas physics, not just gravity. Regardless of gravity theory, gas needs to settle gently into a rotating disk in order for spiral galaxies to exist.

⁺There are other predictions that differ in detail, but this is a reasonable representative of the basic expectation.

*This is not necessarily unreasonable, as there is some proclivity to underestimate the uncertainties. That’s a general statement about the field; I have made no attempt to assess how reasonable these particular error bars are.

^&Top-heavy refers to there being more than the usual complement of bright but short-lived (tens of millions of years) stars. These stars are individually high mass (bigger than the sun), while long-lived stars are low mass. Though individually low in mass, these faint stars are very numerous. When one integrates over the population, one finds that most of the total stellar mass resides in the faint, low mass stars while much of the light is produced by the high mass stars. So a top heavy IMF explains high redshift galaxies by making them out of the brightest stars that require little mass to build. However, these stars will explode and go away on a short time scale, leaving little behind. If we don’t outright truncate the mass function (so many knobs here!), there could be some longer-lived stars leftover, but they must be few enough for the whole galaxy to fade to invisibility or we haven’t gained anything. So it is surprising, from this perspective, to see massive galaxies that appear to have evolved normally without any of these knobs getting twiddled.

^#Excess AGN were one possibility Jay Franck considered in his thesis as the explanation for what we then considered to be hyperluminous galaxies, but the known luminosity function of AGN up to z = 4 couldn’t explain the entire excess. With the clarity of hindsight, we were just seeing the same sorts of bright, early galaxies that JWST has brought into sharper focus.

Quantifying the excess masses of high redshift galaxies

As predicted, JWST has been seeing big galaxies at high redshift. There are now many papers on the subject, ranging in tone from “this is a huge problem for LCDM” to “this is not a problem for LCDM at all” – a dichotomy that persists. So – which is it?

It will take some time to sort out. There are several important aspects to the problem, one of which is agreeing on what LCDM actually predicts. It is fairly robust at predicting the number density of dark matter halos as a function of mass. To convert that into something observable requires understanding how baryons find their way into dark matter halos at early times, how those baryons condense into regions dense enough to form stars, what kinds of stars form there (thus determining observables like luminosity and spectral shape), and what happens in the immediate aftermath of early star formation (does feedback shut off star formation quickly or does it persist or is there some distribution over all possibilities). This is what simulators attempt to do. It is hard work, and they are a long way from agreeing with each other. Many of them appear to be a long way from agreeing with themselves, as their answers continue to evolve – sometimes because of genuine progress in the simulations, but sometimes in response to unanticipated* observations.

Observationally, we can hope to measure at least two distinct things: the masses of individual galaxies, and their number density – how many galaxies of a particular mass exist in a specified volume. I have mostly been worried about the first issue, as it appears that individual galaxies got too big too fast. In the hierarchical galaxy formation picture of LCDM, the massive galaxies of today were assembled from many smaller protogalaxies over an extended period of time, so big galaxies don’t emerge until comparatively late: it takes about seven billion years for a typical bright galaxy to assemble half its stellar mass. (The same hierarchical process is accelerated in MOND so galaxies can already be massive at z ≈ 10.) That there are examples of individual galaxies that are already massive in the early universe is a big issue.

How common should massive galaxies be? There are always early adopters: objects that grew faster than average for their mass. We’ll always see the brightest things first, so is what we’re seeing with JWST typical? Or is it just the bright tip of an iceberg that is perfectly reasonable in LCDM? This is what the luminosity function helps quantify: just how many galaxies of each mass are there? If we can quantify that, then we can quantify how many we should be able to see with a given survey of specified depth and sky coverage.

Astronomers have been measuring the galaxy luminosity function for a long time. Doing so at high redshift has always been an ambition, so JWST is hardly the first telescope to contribute to the subject. It is the newest and best, opening a regime where we had hoped to see protogalactic fragments directly. Instead, the first thing we see are galaxies bigger than we expected (in LCDM). This has been building for some time, so let’s take a step back to provide some context.

Steinhardt et al. (2016) pointed out what they call “the impossibly early galaxy problem.” They quantified this by comparing the observed luminosity function in various redshift bins to that predicted by LCDM. We’ve discussed their Fig. 1 before, so let’s look now at their Fig. 4:

**Figure 4** from Steinhardt et al. (2016). Colors correspond to redshift, with z = 4, 5, 6, 7, 8, 9, 10 being represented by blue, green, yellow, orange, red, pink, and black: there are fewer objects at high redshift where they’ve had less time to form. (a) Expected halo mass to monochromatic UV luminosity ratio, along with the required evolution to reconcile observation with theory, and (b) resulting corrected halo-mass functions derived as in Figure 1 with M_halo/L_UV evolving due to a stellar population starting at low metallicity at z = 12 and aging along the star-forming main sequence, as described in Section 4.1.1. Such a model would be reasonable given observational constraints, but cannot produce agreement between measured UV luminosity functions and simulated halo-mass functions.

In a perfect model, the points (data) would match the lines (theory) of the same color (redshift). This is not the case – observed galaxies are persistently brighter than predicted. Making that prediction is subject to all the conversions from dark matter mass to stellar mass to observed luminosity we mentioned above, so they also show what they expect and what it would take to match the data. These are the different lines in the top panel. There is a lot of discussion of this in their paper that boils down to these lines are different, and we cannot plausibly make them the same.

The word “plausibly” is doing a lot of work in that last sentence. Just because one set of authors finds something to be impossible (despite their best efforts) doesn’t mean anyone else accepts that. We usually don’t, even when we should**.

It occurs to me that not every reader may appreciate how redshift corresponds to cosmic time. So here is a graph for vanilla LCDM parameters:

The age-redshift relation for the vanilla LCDM cosmology. Everything at z > 3 is in the early universe, i.e., the first two billion years after the Big Bang. Everything at z > 10 is in the very early universe, the first half billion years when there has not yet been time to form big galaxies hierarchically.

Things don’t change much if we adopt slightly different cosmologies: this aspect of LCDM is well established. We used to think it would take a least a couple of billion years to form a big galaxy, so anything at z > 3 is surprising from that perspective. That’s not wrong, as there is an inverse relation between age and redshift, with increasing redshifts crammed into an ever smaller window of time. So while z = 5 and 10 sound very different, there is only about 700 Myr between them. That sounds like a long time to you and me, but the sun will only complete 3 orbits around the Galaxy in that time. This is why it is hard to imagine an object as large as the Milky Way starting from the near-homogeneity of the very early universe then having time to expand, decouple, recollapse, and form into something coherent so “quickly.” There is a much larger distance for material to travel than the current circumference of the solar circle, and not much time in which to do it. If we want to get it done by z = 10, there is less than 500 Myr available – about two orbits of the sun. We just can’t get there fast enough.

We’ve quickly become jaded to the absurdly high redshifts revealed by JWST, but there’s not much difference in cosmic time between these seemingly ever higher redshifts. Very early epochs were already being probed before JSWT; JWST just brings them into excruciating focus. To provide some historical perspective about what “high redshift” means, here is a quote from Schramm (1992). The full text is behind a paywall, so I’ll just quote a relevant paragraph:

Pushing the opposite direction from the “zone of mystery” epoch [the dark ages] between the background radiation and the existence of objects at high redshift is the discovery of objects at higher and higher redshift. The higher the redshift of objects found, the harder it is to have the slow growth of Figure 5 [SCDM] explain their existence. Some high redshift objects can be dismissed as statistical fluctuations if the bulk of objects still formed late. In the last year, the number of quasars with redshifts > 4 has gone to 30, with one having a redshift as large as 4.9… While such constraints are not yet a serious problem for linear growth models, eventually they might be.
David Schramm, 1992

Here we have a cosmologist already concerned 30 years ago that objects exist at z > 4. Crazy, that! Back then, the standard model was SCDM; one of the reasons to switch to LCDM was to address exactly this problem. That only buys us a couple of billion years, so now we’re smack up against the same problem all over again, just shifted to higher redshift. Some people are even invoking statistical fluctuations: same as it ever was.

Consequently, a critical question is how common these massive galaxies are. Sure, massive galaxies exist before we expected them. But are they just statistical fluctuations? This is a question we can address with the luminosity function.

Here is the situation just before JWST was launched. Yung et al. (2019) made a good faith effort to establish a prior: they made predictions for what JWST would see. This is how science is supposed to work. In the figure below, I compare that to what was known (Stefanon et al. 2021) from the Spitzer Space Telescope, in many ways the predecessor to JSWT:

**Figure 4** from McGaugh (2024). The number density Φ of galaxies as a function of their stellar mass 𝑀∗, color coded by redshift with 𝑧=6, 7, 8, 9, 10 in dark blue, light blue, green, orange, and red, respectively. The left panel shows predicted stellar mass functions [lines] with the corresponding data [circles]. The right panel shows the ratio of the observed-to-predicted density of galaxies. There is a clear excess of massive galaxies at high redshifts.

If you just look at the mass functions in the left panel, things look pretty good. This is one of the dangers of the logarithmic plots necessary to illustrate the large dynamic range of astronomical data: large differences may look small in log-log space. So I also plot the ratio of densities at right. There one can see a clear excess in the number density of high mass galaxies. There are nearly an order of magnitude more 10¹⁰ M_☉ galaxies than expected at z ≈ 8!

For technical reasons I don’t care to delve into, it is difficult to get the volume estimate right when constructing the luminosity function. So I can imagine there might be some systematic effects to scale the ratio up or down. That wouldn’t do anything to explain the bump at high masses, and it is rather harder to get the shape wrong, especially at the bright end. The faint end of the luminosity function is the hard part!

The Spitzer data already probes the early universe, before JWST reported results. As those have come in, it has started to be possible to construct luminosity functions at very high redshift. Here are some measurements from Harikane et al. (2023), Finkelstein et al. (2023), and Robertson et al. (2023) together with revised predictions from Yung et al. (2024).

**Figure 5** from McGaugh (2024). The number density of galaxies as a function of their rest-frame ultraviolet absolute magnitude observed by JWST, a proxy for stellar mass at high redshift. The left panel shows predicted luminosity functions [lines], color coded by redshift: blue, green, orange, red for 𝑧=9, 11, 12, 14, respectively. Data in the corresponding redshift bins are shown as squares, circles, and triangles. The right panel shows the ratio of the observed-to-predicted density of galaxies. The observed luminosity function barely evolves, in contrast to the prediction of substantial evolution as the first dark matter halos assemble. There is a large excess of bright galaxies at the highest redshifts observed.

Again, we see that there is an excess of bright galaxies at the highest redshifts.

As we look to progressively higher redshift, the light we observe shifts from familiar optical bands to the ultraviolet. This was a huge part of the motivation to build JWST: it is optimized for the infrared, so we can observed the redshifted optical light as our eyes would see it. Astronomers always push to the edge of what a telescope can do, so we start to run into this problem again at the highest redshifts. The mapping of ultraviolet light to stellar mass is one of the harder tasks in stellar population work, much less mapping that to a dark matter halo mass. So one promising conventional idea is “the up-scattering in UV luminosity of small, abundant halos due to stochastic, high efficiency star formation during the initial phases of galaxy formation (unregulated star formation)” discussed^$ by Finkelstein et al. (2023). I like this because, yeah, we expect lots of little halos, star formation is messy and star formation during the first phases of galaxy formation should be especially messy, so it is easy to imagine little halos stochastically lighting up in the UV. But can this be enough?

It remains to be seen if the observations can be explained by this or any of the usual tweaks to star formation. It seems like a big gap to overcome. I mean, just look at the left panel of the final figure above. The observed UV luminosity function is barely evolving while the prediction of LCDM is dropping like a rock. Indeed, the mass functions get jagged, which may be an indication that there are so few dark matter halos in the simulation volume at the redshift in question that they do not suffice to define a smooth mass function. Indeed, Harikane et al. estimate a luminosity density of ∼7 × 10⁻⁶ mag.⁻¹ Mpc⁻³ at 𝑧≈16. This point is omitted from the figure above because the corresponding prediction is NAN (not a number): there just isn’t anything big enough in the simulation to do be so bright that early.

There is good reason to be skeptical of the data at 𝑧≈16. There is also good reason to be skeptical of the simulations. These have yet to converge, and even the predictions of the same group continue to evolve. Yung et al. (2019) did the right thing to establish a prior before JWST’s launch, but they haven’t stuck by it. The density of rare, massive galaxies has gone up by a factor of 2 to 2.5 in Yung et al. (2024). They attribute this to the use of higher resolution simulations, which may very well be correct: in order to track the formation of the earliest structures, you have to resolve them. But it doesn’t exactly inspire confidence that we actually know what LCDM predicts, and it feels like the same sort of moving of the goalposts that I’ve witnessed over and over and over and over and over again.

It always seems to come down to special pleading:

Please don’t falsify LCDM! I ran out of computer time. I had a disk crash. I didn’t have a grant for supercomputer time. My simulation data didn’t come back from the processing center. A senior colleague insisted on a rewrite. Someone stole my laptop. There was an earthquake, a terrible flood, locusts! It wasn’t my fault! I swear to God!

And the community loves LCDM, so we fall for it every time.

*There is always a danger in turning knobs to fit the data, and there are plenty of knobs to turn. So what LCDM predicts is a very serious matter – a theory is only as good as its prior, and we should be skeptical if theorists keep adjusting what that is in response to observations they failed to predict. This is true even in the absence of the existential threat of MOND which implies that the entire field of cosmological simulations is betrayed by its most fundamental assumptions, reducing it to “garbage in, garbage out.”

**When I first found that MOND had predicted our observations of low surface brightness galaxies where dark matter had not, despite my best efforts to make it work out, Ortwin Gerhard asked me if he “had to believe it.” My instant reaction was “this is astronomy, we don’t have to believe anything.” More seriously, this question applies on many levels: do we believe the data? do we believe the interpretation? is this the only possible conclusion? At the time, I had already tried very hard to fix it, and had failed. Still, I was willing to imagine there might be some way out, and maybe someone could figure out something I had not. Since that time, lots of other people have tried and also failed. This has not kept some of them from claiming that they have succeeded, but they never seem to address the underlying problem, and most of these models are mere variations on things I tried and dismissed as obviously unworkable.

Now, as then, what we are obliged to believe is the data, to the limits of their accuracy. The data have improved substantially, and at this point it is clear that the radial acceleration relation exists⁺ and has remarkably small intrinsic scatter. What we can always argue about is the interpretation: sure, it looks exactly like MOND, and MOND was the only theory that predicted it in advance, and we haven’t been able to come up with a reasonable explanation in terms of dark matter, but perhaps one can be found in some dark matter model that does not yet exist.

⁺Of course, there will always be some people behind the times and in a state of denial, as this subject seems to defeat rationalism in the hearts and minds of particle physicists in the same way Darwin still enrages some of the more religiously inclined.

^$I directly quote Finkelstein’s coauthor Mauro Giavalisco from an email exchange.

Discussion of Dark Matter and Modified Gravity

To start the new year, I provide a link to a discussion I had with Simon White on Phil Halper’s YouTube channel:

In this post I’ll say little that we don’t talk about, but will add some background and mildly amusing anecdotes. I’ll also try addressing the one point of factual disagreement. For the most part, Simon & I entirely agree about the relevant facts; what we’re discussing is the interpretation of those facts. It was a perfectly civil conversation, and I hope it can provide an example for how it is possible to have a positive discussion about a controversial topic⁺ without personal animus.

First, I’ll comment on the title, in particular the “vs.” This is not really Simon vs. me. This is a discussion between two scientists who are trying to understand how the universe works (no small ask!). We’ve been asked to advocate for different viewpoints, so one might call it “Dark Matter vs. MOND.” I expect Simon and I could swap sides and have an equally interesting discussion. One needs to be able to do that in order to not simply be a partisan hack. It’s not like MOND is my theory – I falsified my own hypothesis long ago, and got dragged reluctantly into this business for honestly reporting that Milgrom got right what I got wrong.

For those who don’t know, Simon White is one of the preeminent scholars working on cosmological computer simulations, having done important work on galaxy formation and structure formation, the baryon fraction in clusters, and the structure of dark matter halos (Simon is the W in NFW halos). He was a Reader at the Institute of Astronomy at the University of Cambridge where we overlapped (it was my first postdoc) before he moved on to become the director of the Max Planck Institute for Astrophysics where he was mentor to many people now working in the field.

That’s a very short summary of a long and distinguished career; Simon has done lots of other things. I highlight these works because they came up at some point in our discussion. Davis, Efstathiou, Frenk, & White are the “gang of four” that was mentioned; around Cambridge I also occasionally heard them referred to as the Cold Dark Mafia. The baryon fraction of clusters was one of the key observations that led from SCDM to LCDM.

The subject of galaxy formation runs throughout our discussion. It is always a fraught issue how things form in astronomy. It is one thing to understand how stars evolve, once made; making them in the first place is another matter. Hard as that is to do in simulations, galaxy formation involves the extra element of dark matter in an expanding universe. Understanding how galaxies come to be is essential to predicting anything about what they are now, at least in the context of LCDM^*. Both Simon and I have worked on this subject our entire careers, in very much the same framework if from different perspectives – by which I mean he is a theorist who does some observational work while I’m an observer who does some theory, not LCDM vs. MOND.

When Simon moved to Max Planck, the center of galaxy formation work moved as well – it seemed like he took half of Cambridge astronomy with him. This included my then-office mate, Houjun Mo. At one point I refer to the paper Mo & I wrote on the clustering of low surface brightness galaxies and how I expected them to reside in late-forming dark matter halos^**. I often cite Mo, Mao, & White as a touchstone of galaxy formation theory in LCDM; they subsequently wrote an entire textbook about it. (I was already warning them then that I didn’t think their explanations of the Tully-Fisher relation were viable, at least not when combined with the effect we have subsequently named the diversity of rotation curve shapes.)

When I first began to worry that we were barking up the wrong tree with dark matter, I asked myself what could falsify it. It was hard to come up with good answers, and I worried it wasn’t falsifiable. So I started asking other people what would falsify cold dark matter. Most did not answer. They often had a shocked look like they’d never thought about it, and would rather not^***. It’s a bind: no one wants it to be false, but most everyone accepts that for it to qualify as physical science it should be falsifiable. So it was a question that always provoked a record-scratch moment in which most scientists simply freeze up.

Simon was one of the first to give a straight answer to this question without hesitation, circa 1999. At that point it was clear that dark matter halos formed central density cusps in simulations; so those “cusps had to exist” in the centers of galaxies. At that point, we believed that to mean all galaxies. The question was complicated by the large dynamical contribution of stars in high surface brightness galaxies, but low surface brightness galaxies were dark matter dominated down to small radii. So we thought these were the ideal place to test the cusp hypothesis.

We no longer believe that. After many attempts at evasion, cold dark matter failed this test; feedback was invoked, and the goalposts started to move. There is now a consensus among simulators that feedback in intermediate mass galaxies can alter the inner mass distribution of dark matter halos. Exactly how this happens depends on who you ask, but it is at least possible to explain the absence of the predicted cusps. This goes in the right direction to explain some data, but by itself does not suffice to address the thornier question of why the distribution of baryons is predictive of the kinematics even when the mass is dominated by dark matter. This is why the discussion focused on the lowest mass galaxies where there hasn’t been enough star formation to drive the feedback necessary to alter cusps. Some of these galaxies can be described as having cusps, but probably not all. Thinking only in those terms elides the fact that MOND has a better record of predictive success. I want to know why this happens; it must surely be telling us something important about how the universe works.

The one point of factual disagreement we encountered had to do with the mass profile of galaxies at large radii as traced by gravitational lensing. It is always necessary to agree on the facts before debating their interpretation, so we didn’t press this far. Afterwards, Simon sent a citation to what he was talking about: this paper by Wang et al. (2016). In particular, look at their Fig. 4:

Fig. 4 of Wang et al. (2016). The excess surface density inferred from gravitational lensing for galaxies in different mass bins (data points) compared to mock observations of the same quantity made from within a simulation (lines). Looks like excellent agreement.

This plot quantifies the mass distribution around isolated galaxies to very large scales. There is good agreement between the lensing observations and the mock observations made within a simulation. Indeed, one can see an initial downward bend corresponding to the outer part of an NFW halo (the “one-halo term”), then an inflection to different behavior due to the presence of surrounding dark matter halos (the “two-halo term”). This is what Simon was talking about when he said gravitational lensing was in good agreement with LCDM.

I was thinking of a different, closely related result. I had in mind the work of Brouwer et al. (2021), which I discussed previously. Very recently, Dr. Tobias Mistele has made a revised analysis of these data. That’s worthy its own post, so I’ll leave out the details, which can be found in this preprint. The bottom line is in Fig. 2, which shows the radial acceleration relation derived from gravitational lensing around isolated galaxies:

*The radial acceleration relation from weak gravitational lensing (colored points) extending existing kinematic data (grey points) to lower acceleration corresponding to very large radii (~ 1 Mpc)*. The dashed line is the prediction of MOND. Looks like excellent agreement.

This plot quantifies the radial acceleration due to the gravitational potential of isolated galaxies to very low accelerations. There is good agreement between the lensing observations and the extrapolation of the radial acceleration relation predicted by MOND. There are no features until extremely low acceleration where there may be a hint of the external field effect. This is what I was talking about when I said gravitational lensing was in good agreement with MOND, and that the data indicated a single halo with an r^-2 density profile that extends far out where we ought to see the r^-3 behavior of NFW.

The two plots above use the same method applied to the same kind of data. They should be consistent, yet they seem to tell a different story. This is the point of factual disagreement Simon and I had, so we let it be. No point in arguing about the interpretation when you can’t agree on the facts.

I do not know why these results differ, and I’m not going to attempt to solve it here. I suspect it has something to do with sample selection. Both studies rely on isolated galaxies, but how do we define that? How well do we achieve the goal of identifying isolated galaxies? No galaxy is an island; at some level, there is always a neighbor. But is it massive enough to perturb the lensing signal, or can we successfully define samples of galaxies that are effectively isolated, so that we’re only looking at the gravitational potential of that galaxy and not that of it plus some neighbors? Looks like there is some work left to do to sort this out.

Stepping back from that, we agreed on pretty much everything else. MOND as a fundamental theory remains incomplete. LCDM requires us to believe that 95% of the mass-energy content of the universe is something unknown and perhaps unknowable. Dark matter has become familiar as a term but remains a mystery so long as it goes undetected in the laboratory. Perhaps it exists and cannot be detected – this is a logical possibility – but that would be the least satisfactory result possible: we might as well resume counting angels on the head of a pin.

The community has been working on these issues for a long time. I have been working on this for a long time. It is a big problem. There is lots left to do.

⁺I get a lot of kill the messenger from people who are not capable of discussing controversial topics without personal animus. A lot – inevitably from people who know assume they know more about the subject than I do but actually know much less. It is really amazing how many scientists equate me as a person with MOND as a theory without bothering to do any fact-checking. This is logical fallacy 101.

^*The predictions of MOND are insensitive to the details of galaxy formation. Though of course an interesting question, we don’t need that in order to make predictions. All we need is the mass distribution that the kinematics respond to – we don’t need to know how it got that way. This is like the solar system, where it suffices to know Newton’s laws to compute orbits; we don’t need to know how the sun and planets formed. In contrast, one needs to know how a galaxy was assembled in LCDM to have any hope of predicting what its distribution of dark matter is and then using that to predict kinematics.

^**The ideas Mo & I discussed thirty years ago have reappeared in the literature under the designation “assembly bias.”

^***It was often accompanied by “why would you even ask that?” followed by a pained, constipated expression when they realized that every physical theory has to answer that question.

Can’t be explained by science!

This clickbait title is inspired by the clickbait title of a recent story about high redshift galaxies observed by JWST. To speak in the same vernacular:

LOL!

What they mean, as I’ve discussed many times here, is that it is difficult to explain these observations in LCDM. LCDM does not encompass all of science. Science* predicted exactly this.

This story is one variation on the work of Labbe et al. that has been making the rounds since it appeared in Nature in late February. The concern is that these high redshift galaxies are big and bright. They got too big too soon.

Six high redshift galaxies from the JWST CEERS survey, as reported by Labbe et al. (2023). Not much to look at, but bear in mind that these objects are pushing the edge of the observable universe. By that standard, they are both bright and disarmingly obvious.

The work of Labbe et al. was one of the works informing the first concerns to emerge from JWST. Concerns were also raised about the credibility of those data. Are these galaxies really as massive as claimed, and at such high redshift? Let’s compare before and after publication:

Stellar masses and redshifts of galaxies from Labbe et al. The pink squares are the initial estimates that appeared in their first preprint in July 2022. The black squares with error bars are from the version published in February 2023. The shaded regions represent where galaxies are too massive too early for LCDM. The lighter region is where very few galaxies were expected to exist; the darker region is a hard no.

The results here are mixed. On the one hand, we were right to be concerned about the initial analysis. This was based in part on a ground-based calibration of the telescope before it was launched. That’s not the same as performance on the sky, which is usually a bit worse than in the lab. JWST breaks that mold, as it is actually performing better than expected. That means the bright-looking galaxies aren’t quite as intrinsically bright as was initially thought.

The correct calibration reduces both the masses and the redshifts of these galaxies. The change isn’t subtle: galaxies are less massive (the mass scale is logarithmic!) and at lower redshift than initially thought. Amusingly, only one galaxy is above redshift 9 when the early talking point was big galaxies at z = 10. (There are other credible candidates for that.) Nevertheless, the objects are clearly there, and bright (i.e., massive). They are also early. We like to obsess about redshift, but there is an inverse relation between redshift and time, so there is not much difference in clock time between z = 7 and 10. Redshift 10 is just under 500 million years after the big bang; redshift 7 just under 750 million years. Those are both in the first billion years out of a current age of over thirteen billion years. The universe was still in its infancy for both.

Regardless of your perspective on cosmic time scales, the observed galaxies remain well into LCDM’s danger zone, even with the revised calibration. They are no longer fully in the no-go zone, so I’m sure we’ll see lots of papers explaining how the danger zone isn’t so dangerous after all, and that we should have expected it all along. That’s why it matters more what we predict before an observation than after the answer is known.

*I emphasize science here because one of the reactions I get when I point out that this was predicted is some variation on “That doesn’t count! [because I don’t understand the way it was done.]” And yet, the predictions made and published in advance of the observations keep coming true. It’s almost as if there might be something to this so-called scientific method.

On the one hand, I understand the visceral negative reaction. It is the same reaction I had when MOND first reared its ugly head in my own data for low surface brightness galaxies. This is apparently a psychological phase through which we must pass. On the other hand, the community seems stuck in this rut: it is high time to get past it. I’ve been trying to educate a reluctant audience for over a quarter century now. I know how it pains them because I shared that pain. I got over it. If you’re a scientist still struggling to do so, that’s on you.

There are some things we have to figure out for ourselves. If you don’t believe me, fine, but then get on with doing it yourself instead of burying your head in the sand. The first thing you have to do is give MOND a chance. When I allowed that possibility, I suddenly found myself working less hard than when I was desperately trying to save dark matter. If you come to the problem sure MOND is wrong⁺, you’ll always get the answer you want.

⁺I’ve been meaning to write a post (again) about the very real problems MOND suffers in clusters of galaxies. This is an important concern. It is also just one of hundreds of things to consider in the balance. We seem willing to give LCDM infinite mulligans while any problem MOND encounters is immediately seen as fatal. If we hold them to the same standard, both are falsified. If all we care about is explanatory power, LCDM always has that covered. If we care more about successful a priori predictions, MOND is less falsified than LCDM.

There is an important debate to be had on these issues, but we’re not having it. Instead, I frequently encounter people whose first response to any mention of MOND is to cite the bullet cluster in order to shut down discussion. They are unwilling to accept that there is a debate to be had, and are inevitably surprised to learn that LCDM has trouble explaining the bullet cluster too, let alone other clusters. It’s almost as if they are just looking for an excuse to not have to engage in serious thought that might challenge their belief system.

Early Galaxy Formation and the Hubble Constant Tension

Cosmology is challenged at present by two apparently unrelated problems: the apparent formation of large galaxies at unexpectedly high redshift observed by JWST, and the tension between the value of the Hubble constant obtained by traditional methods and that found in multi-parameter fits to the acoustic power spectrum of the cosmic microwave background (CMB).

Maybe they’re not unrelated?

The Hubble Tension

Early results in precision cosmology from WMAP obtained estimates of the Hubble constant h = 0.73 ± 0.03 [I adopt the convention h = H₀/(100 km s^-1 Mpc^-1) so as not to have to have to write the units every time.] This was in good agreement with contemporaneous local estimates from the Hubble Space Telescope Key Project to Measure the Hubble Constant: h = 0.72 ± 0.08. This is what Hubble was built to do. It did it, and the vast majority of us were satisfied* at the time that it had succeeded in doing so.

Since that time, a tension has emerged as accuracy has improved. Precise local measures** give h = 0.73 ± 0.01 while fits to the Planck CMB data give h = 0.6736 ± 0.0054. This is around the 5 sigma threshold for believing there is a real difference. Our own results exclude h < 0.705 at 95% confidence. A value as low as 67 is right out.

Given the history of the distance scale, it is tempting to suppose that local measures are at fault. This seems to be the prevailing presumption, and it is just a matter of figuring out what went wrong this time. Of course, things can go wrong with the CMB too, so this way of thinking raises the ever-present danger of confirmation bias, ever a scourge in cosmology. Looking at the history of H₀ determinations, it is not local estimates of H₀ but rather those from CMB fits that have diverged from the concordance region.

The cosmic mass density parameter and Hubble constant. These covary in CMB fits along the line Ω_mh³ = 0.09633 ± 0.00029 (red). Also shown are best-fit values from CMB experiments over time, as labeled (WMAP3 is the earliest shown; Planck2018 the most recent). These all fall along the line of constant *Ω_mh³*, but have diverged over time from concordance with local data. There are **many** examples of local constraints; for illustration I show examples from Cole et al. (2005), Mohayaee & Tully (2005), Tully et al. (2016), and Riess et al. (2001). The divergence has occurred as finer angular scales have been *observed in the CMB power spectru*m and correspondingly higher multiples ℓ have been incorporated into fits.

The divergence between local and CMB-determined H₀ has occurred as finer angular scales have been observed in the CMB power spectrum and correspondingly higher multiples ℓ have been incorporated into fits. That suggests that the issue resides in the high-ℓ part of the CMB data*** rather than in some systematic in the local determinations. Indeed, if one restricts the analysis of the Planck (“TT”) data to ℓ < 801, one obtains h = 0.70 ± 0.02 (see their Fig. 22), consistent with earlier CMB estimates as well as with local ones.

Photons must traverse the entire universe to reach us from the surface of last scattering. Along the way, they are subject to 21 cm absorption by neutral hydrogen, Thomson scattering by free electrons after reionization, blue and redshifting from traversing gravitational potentials in an expanding universe (the late ISW effect, aka the Rees-Sciama effect), and deflection by gravitational lensing. Lensing is a subtle effect that blurs the surface of last scattering and adds a source of fluctuations not intrinsic to it. The amount of lensing can be calculated from the growth rate of structure; anomalously fast galaxy formation would induce extra power at high ℓ.

Early Galaxy Formation

JWST observations evince the early emergence of massive galaxies at z ≈ 10. This came as a great surprise theoretically, but the empirical result extends previous observations that galaxies grew too big too fast. Taking the data at face value, more structure appears to exist in the early universe than anticipated in the standard calculation. This would cause excess lensing and an anomalous source of power on fine scales. This would be a real, physical anomaly (new physics), not some mistake in the processing of CMB data (which may of course happen, just as with any other sort of data). Here are the Planck data:

Unbinned Planck data with the best-fit power spectrum (red line) and a model (blue line) with h=0.73 and *Ω_m* adjusted to maintain constant *Ω_mh³*. The ratio of the models is shown at bottom, that with = 0.67 divided by the model with h = 0.73. The difference is real; h = 0.67 gives the better fit****. The ratio illustrates the subtle need for slightly greater power with increasing ℓ than provided by the model with h = 0.73. Perhaps this high-ℓ power has a contribution from anomalous gravitational lensing that skews the fit and drives the Hubble tension.

If excess lensing by early massive galaxies occurs but goes unrecognized, fits to the CMB data would be subtly skewed. There would be more power at high ℓ than there should be. Fitting this extra power would drive up Ω_m and other relevant parameters*****. In response, it would be necessary to reduce h to maintain a constant Ω_mh³. This would explain the temporal evolution of the best fit values, so I posit that this effect may be driving the Hubble tension.

The early formation of massive galaxies would represent a real, physical anomaly. This is unexpected in ΛCDM but not unanticipated. Sanders (1998) explicitly predicted the formation of massive galaxies by z = 10. Excess gravitational lensing by these early galaxies is a natural consequence of his prediction. Other things follow as well: early reionization, an enhanced ISW/Rees-Sciama effect, and high redshift 21 cm absorption. In short, everything that is puzzling about the early universe from the ΛCDM perspective was anticipated and often explicitly predicted in advance.

The new physics driving the prediction of Sanders (1998) is MOND. This is the same driver of anomalies in galaxy dynamics, and perhaps now also of the Hubble tension. These predictive successes must be telling us something, and highlight the need for a deeper theory. Whether this finally breaks ΛCDM or we find yet another unsatisfactory out is up to others to decide.

*Indeed, the ± 0.08 rather undersells the accuracy of the result. I quote that because the Key Project team gave it as their bottom line. However, if you read the paper, you see statements like h = 0.71 ± 0.02 (random) ± 0.06 (systematic). The first is the statistical error of the experiment, while the latter is an estimate of how badly it might go wrong (e.g., susceptibility to a recalibration of the Cepheid scale). With the benefit of hindsight, we can say now that the Cepheid calibration has not changed that much: they did indeed get it right to something more like ± 0.02 than ± 0.08.

**An intermediate value is given by Freedman (2021): h = 0.698 ± 0.006, which gives the appearance of a tension between Cepheid and TRGB calibrations. However, no such tension is seen between Cepheid and TRGB calibrators of the baryonic Tully-Fisher relation, which gives h = 0.751 ± 0.023. This suggests that the tension is not between the Cepheid and TRGB method so much as it is between applications of the TRGB method by different groups.

***I recall being at a conference when the Planck data were fresh where people were visibly puzzled at the divergence of their fit from the local concordance region. It was obvious to everyone that this had come about when the high ℓ data were incorporated. We had no idea why, and people were reluctant to contradict the Authority of the CMB fit, but it didn’t sit right. Since that time, the Planck result has been normalized to the point where I hear its specific determination of cosmic parameters used interchangeably with ΛCDM. And indeed, the best fit is best for good reason; determinations that are in conflict with Planck are either wrong or indicate new physics.

****The sharp eye will also notice a slight offset in the absolute scale. This is fungible with the optical depth due to reionization, which acts as a light fog covering the whole sky: higher optical depth τ depresses the observed amplitude of the CMB. The need to fit the absolute scale as well as the tip in the shape of the power spectrum would explain another temporal evolution in the best-fit CMB parameters, that of declining optical depth from WMAP and early (2013) Planck (τ = 0.09) to 2018 Planck (τ = 0.0544).

*****The amplitude of the power spectrum σ₈ would also be affected. Perhaps unsurprisingly, there is also a tension between local and CMB determinations of this parameter. All parameters must be fit simultaneously, so how it comes out in the wash depends on the details of the history of the nonlinear growth of structure. Such a calculation is beyond the scope of this note. Indeed, I hope someone else takes up the challenge, as I tire of solving all the problems only to have them ignored. Better if everyone else comes to grip with this for themselves.

By the wayside

I noted last time that in the rush to analyze the first of the JWST data, that “some of these candidate high redshift galaxies will fall by the wayside.” As Maurice Aabe notes in the comments there, this has already happened.

I was concerned because of previous work with Jay Franck in which we found that photometric redshifts were simply not adequately precise to identify the clusters and protoclusters we were looking for. Consequently, we made it a selection criterion when constructing the CCPC to require spectroscopic redshifts. The issue then was that it wasn’t good enough to have a rough idea of the redshift, as the photometric method often provides (what exactly it provides depends in a complicated way on the redshift range, the stellar population modeling, and the wavelength range covered by the observational data that is available). To identify a candidate protocluster, you want to know that all the potential member galaxies are really at the same redshift.

This requirement is somewhat relaxed for the field population, in which a common approach is to ask broader questions of the data like “how many galaxies are at z ~ 6? z ~ 7?” etc. Photometric redshifts, when done properly, ought to suffice for this. However, I had noticed in Jay’s work that there were times when apparently reasonable photometric redshift estimates went badly wrong. So it made the ganglia twitch when I noticed that in early JWST work – specifically Table 2 of the first version of a paper by Adams et al. – there were seven objects with candidate photometric redshifts, and three already had a preexisting spectroscopic redshift. The photometric redshifts were mostly around z ~ 9.7, but the three spectroscopic redshifts were all smaller: two z ~ 7.6, one 8.5.

Three objects are not enough to infer a systematic bias, so I made a mental note and moved on. But given our previous experience, it did not inspire confidence that all the available cases disagreed, and that all the spectroscopic redshifts were lower than the photometric estimates. These things combined to give this observer a serious case of “the heebie-jeebies.”

Adams et al have now posted a revised analysis in which many (not all) redshifts change, and change by a lot. Here is their new Table 4:

*Table 4 from Adams et al. (2022, version 2).*

There are some cases here that appear to confirm and improve the initial estimate of a high redshift. For example, SMACS-z11e had a very uncertain initial redshift estimate. In the revised analysis, it is still at z~11, but with much higher confidence.

That said, it is hard to put a positive spin on these numbers. 23 of 31 redshifts change, and many change drastically. Those that change all become smaller. The highest surviving redshift estimate is z ~ 15 for SMACS-z16b. Among the objects with very high candidate redshifts, some are practically local (e.g., SMACS-z12a, F150DB-075, F150DA-058).

So… I had expected that this could go wrong, but I didn’t think it would go this wrong. I was concerned about the photometric redshift method – how well we can model stellar populations, especially at young ages dominated by short lived stars that in the early universe are presumably lower metallicity than well-studied nearby examples, the degeneracies between galaxies at very different redshifts but presenting similar colors over a finite range of observed passbands, dust (the eternal scourge of observational astronomy, expected to be an especially severe affliction in the ultraviolet that gets redshifted into the near-IR for high-z objects, both because dust is very efficient at scattering UV photons and because this efficiency varies a lot with metallicity and the exact gran size distribution of the dust), when is a dropout really a dropout indicating the location of the Lyman break and when is it just a lousy upper limit of a shabby detection, etc. – I could go on, but I think I already have. It will take time to sort these things out, even in the best of worlds.

We do not live in the best of worlds.

It appears that a big part of the current uncertainty is a calibration error. There is a pipeline for handling JWST data that has an in-built calibration for how many counts in a JWST image correspond to what astronomical magnitude. The JWST instrument team warned us that the initial estimate of this calibration would “improve as we go deeper into Cycle 1” – see slide 13 of Jane Rigby’s AAS presentation.

I was not previously aware of this caveat, though I’m certainly not surprised by it. This is how these things work – one makes an initial estimate based on the available data, and one improves it as more data become available. Apparently, JWST is outperforming its specs, so it is seeing as much as 0.3 magnitudes deeper than anticipated. This means that people were inferring objects to be that much too bright, hence the appearance of lots of galaxies that seem to be brighter than expected, and an apparent systematic bias to high z for photometric redshift estimators.

I was not at the AAS meeting, let alone Dr. Rigby’s presentation there. Even if I had been, I’m not sure I would have appreciated the potential impact of that last bullet point on nearly the last slide. So I’m not the least bit surprised that this error has propagated into the literature. This is unfortunate, but at least this time it didn’t lead to something as bad as the Challenger space shuttle disaster in which the relevant warning from the engineers was reputed to have been buried in an obscure bullet point list.

So now we need to take a deep breath and do things right. I understand the urgency to get the first exciting results out, and they are still exciting. There are still some interesting high z candidate galaxies, and lots of empirical evidence predating JWST indicating that galaxies may have become too big too soon. However, we can only begin to argue about the interpretation of this once we agree to what the facts are. At this juncture, it is more important to get the numbers right than to post early, potentially ill-advised takes on arXiv.

That said, I’d like to go back to writing my own ill-advised take to post on arXiv now.

An early result from JWST

There has been a veritable feeding frenzy going on with the first JWST data. This is to be expected. Also to be expected is that some of these early results will ultimately prove to have been premature. So – caveat emptor! That said, I want to highlight one important aspect of these early results, there being too many to do all them all justice.

The basic theme is that people are finding very faint yet surprisingly bright galaxies that are consistent with being at redshift 9 and above. The universe has expanded by a factor of ten since then, when it was barely half a billion years old. That’s a long time to you and me, and even to a geologist, but it is a relatively short time for a universe that is now over 13 billion years old, and it isn’t a lot of time for objects as large as galaxies to form.

In the standard LCDM cosmogony, we expect large galaxies to build up from the merger of many smaller galaxies. These smaller galaxies form first, and many of the stars that end up in big galaxies may have formed in these smaller galaxies prior to merging. So when we look to high redshift, we expect to catch this formation-by-merging process in action. We should see lots of small, actively star forming protogalactic fragments (Searle-Zinn fragments in Old School speak) before they’ve had time to assemble into the large galaxies we see relatively nearby to us at low redshift.

So what are we seeing? Here is one example from Labbe et al.:

*JWST images of a candidate galaxy at z~10 in different filters, ordered by increasing wavelength from optical light (left) to the mid-infrared (right).* Image credit: Labbe et al.

Not much to look at, is it? But really it is pretty awesome for light that has been traveling 13 billion years to get to us and had its wavelength stretched by a factor of ten. Measuring the brightness in these various passbands enables us to estimate both its redshift and stellar mass:

*The JWST data plotted as a spectrum (points) with template stellar population models (lines) that indicate a mass of nearly 85 billion suns at z=9.92*. Image credit: Labbe et al.

Eighty five billion solar masses is a lot of stars. It’s a bit bigger than the Milky Way, which has had the full 13+ billion years to make its complement of roughly 60 billion solar masses of stars. Object 19424 is a big galaxy, and it grew up fast.

In LCDM, it is not particularly hard to build a model that forms a lot of stars early on. What is challenging is assembling this many into a single object. We should see lots of much smaller fragments (and may yet still) but we shouldn’t see many really big objects like this already in place. How many there are is a critical question.

Labbe et al. make an estimate of the stellar mass density in massive high redshift galaxies, and find it to be rather a lot. This is a fraught exercise in the best of circumstances when one has excellent data for thousands of galaxies. Here we have only a handful. We must also assume that the small region surveyed is typical, which it may not be. Moreover, the photometric redshift method illustrated above is fraught. It looks convincing. It is convincing. It also gives me the heebie-jeebies. Many times I have seen photometric redshifts turn out to be wrong when good spectroscopic data are obtained. But usually the method works, and it’s what we got so far, so let’s see where this ride takes us.

A short paper that nicely illustrates the prime issue is provided by Prof. Boylan-Kolchin. His key figure:

The integrated mass density of stars as a function of the stellar mass of individual galaxies, or equivalently, the baryons available to form stars in their dark matter halos. The data of Labbe et al. reside in the forbidden region (shaded) where there are more stars than there is normal matter from which to make them. Image credit: Boylan-Kolchin.

The basic issue is that there are too many stars in these big galaxies. There are many astrophysical uncertainties about how stars form: how fast, how efficiently, with what mass distribution, etc., etc. – much of the literature is obsessed with these issues. In contrast, once the parameters of cosmology are known, as we think them to be, it is relatively straightforward to calculate the number density of dark matter halos as a function of mass at a given redshift. This is the dark skeleton on which large scale structure depends; getting this right is absolutely fundamental to the cold dark matter picture.

Every dark matter halo should host a universal fraction of normal matter. The baryon fraction (f_b) is known to be very close to 16% in LCDM. Prof. Boylan-Kolchin points out that this sets an important upper limit on how many stars could possibly form. The shaded region in the figure above is excluded: there simply isn’t enough normal matter to make that many stars. The data of Labbe et al. fall in this region, which should be impossible.

The data only fall a little way into the excluded region, so maybe it doesn’t look that bad, but the real situation is more dire. Star formation is very inefficient, but the shaded region assumes that all the available material has been converted into stars. A more realistic expectation is closer to the gray line (ε = 0.1), not the hard limit where all the available material has been magically turned into stars with a cosmic snap of the fingers.

Indeed, I would argue that the real efficiency ε is likely lower than 0.1 as it is locally. This runs into problems with precursors of the JWST result, so we’ve already been under pressure to tweak this free parameter upwards. Turning it up to eleven is just the inevitable consequence of needing to get more stars to form in the first big halos to appear sooner than the theory naturally predicts.

So, does this spell doom for LCDM? I doubt it. There are too many uncertainties at present. It is an intriguing result, but it will take a lot of follow-up work to sort out. I expect some of these candidate high redshift galaxies will fall by the wayside, and turn out to be objects at lower redshift. How many, and how that impacts the basic result, remains to be determined.

After years of testing LCDM, it would be ironic if it could be falsified by this one simple (expensive, technologically amazing) observation. Still, it is something important to watch, as it is at least conceivable that we could measure a stellar mass density that is impossibly high. Wither then?

These are early days.

JWST Twitter Bender

I went on a bit of a twitter bender yesterday about the early claims about high mass galaxies at high redshift, which went on long enough I thought I should share it here.

For those watching the astro community freak out about bright, high redshift galaxies being detected by JWST, some historical context in an amusing anecdote…

The 1998 October conference was titled “After the dark ages, when galaxies were young (the universe at 2 < z < 5).” That right there tells you what we were expecting. Redshift 5 was high – when the universe was a mere billion years old. Before that, not much going on (dark ages).

This was when the now famous SN Ia results corroborating the acceleration of the expansion rate predicted by concordance LCDM were shiny and new. Many of us already strongly suspected we needed to put the Lambda back in cosmology; the SN results sealed the deal.

One of the many lines of evidence leading to the rehabilitation of Lambda – previously anathema – was that we needed a bit more time to get observed structures to form. One wants the universe to be older than its contents, an off and on problem with globular clusters for forever.

A natural question that arises is just how early do galaxies form? The horizon of z=7 came up in discussion at lunch, with those of us who were observers wondering how we might access that (JWST being the answer long in the making).

Famed simulator Carlos Frenk was there, and assured us not to worry. He had already done LCDM simulations, and knew the timing.

“There is nothing above redshift 7.”

He also added “don’t quote me on that,” which I’ve respected until now, but I think the statute of limitations has expired.

Everyone present immediately pulled out their wallet and chipped in $5 to endow the “7-up” prize for the first persuasive detection of an object at or above redshift seven.

A committee was formed to evaluate claims that might appear in the literature, composed of Carlos, Vera Rubin, and Bruce Partridge. They made it clear that they would require a high standard of evidence: at least two well-identified lines; no dropouts or photo-z’s.

That standard wasn’t met for over a decade, with z=6.96 being the record holder for a while. The 7-up prize was entirely tongue in cheek, and everyone forgot about it. Marv Leventhal had offered to hold the money; I guess he ended up pocketing it.

I believe the winner of the 7-up prize should have been Nial Tanvir for GRB090423 at z~8.2, but I haven’t checked if there might be other credible claims, and I can’t speak for the committee.

At any rate, I don’t think anyone would now seriously dispute that there are galaxies at z>7. The question is how big do they get, how early? And the eternal mobile goalpost, what does LCDM really predict?

Carlos was not wrong. There is no hard cutoff, so I won’t quibble about arbitrary boundaries like z=7. It takes time to assemble big galaxies, & LCDM does make a reasonably clear prediction about the timeline for that to occur. Basically, they shouldn’t be all that big that soon.

Here is a figure adapted from the thesis Jay Franck wrote here 5 years ago using Spitzer data (round points). It shows the characteristic brightness (Schechter M*) of galaxies as a function of redshift. The data diverge from the LCDM prediction (squares) as redshift increases.

The divergence happens because real galaxies are brighter (more stellar mass has assembled into a single object) than predicted by the hierarchical timeline expected in LCDM.

Remarkably, the data roughly follow the green line, which is an L* galaxy magically put in place at the inconceivably high redshift of z=10. Galaxies seem to have gotten big impossibly early. This is why you see us astronomers flipping our lids at the JWST results. Can’t happen.

Except that it can, and was predicted to do so by Bob Sanders a quarter century ago: “Objects of galaxy mass are the first virialized objects to form (by z=10) and larger structure develops rapidly.”

The reason is MOND. After decoupling, the baryons find themselves bereft of radiation support and suddenly deep in the low acceleration regime. Structure grows fast and becomes nonlinear almost immediately. It’s as if there is tons more dark matter than we infer nowadays.

I referreed that paper, and was a bit disappointed that Bob had beat me to it: I was doing something similar at the time, with similar results. Instead of being hard to form structure quickly as in LCDM, it’s practically impossible to avoid in MOND.

He beat me to it, so I abandoned writing that paper. No need to say the same thing twice! Didn’t think we’d have to wait so long to test it.

I’ve reviewed this many times. Most recently in January, in anticipation of JWST, on my blog.

*How many times does it have to be said?*

But you get the point. Every time you see someone describe the big galaxies JWST is seeing as unexpected, what they mean is unexpected in LCDM. It doesn’t surprise me at all. It is entirely expected in MOND, and was predicted a priori.

The really interesting thing to me, though, remains what LCDM really predicts. I already see people rationalizing excuses. I’ve seen this happen before. Many times. That’s why the field is in a rut.

So are we gonna talk our way out of it this time? I’m no longer interested in how; I’m sure someone will suggest something that will gain traction no matter how unsatisfactory.

The only interesting question is if LCDM makes a prediction here that can’t be fudged. If it does, then it can be falsified. If it doesn’t, it isn’t science.

*Experimentalist with no clue what he has signed up for about to find out how hard it is to hunt down an invisible target.*

But can we? Is LCDM subject to falsification? Or will we yet again gaslight ourselves into believing that we knew it all along?

Cosmic whack-a-mole

The fine-tuning problem encountered by dark matter models that I talked about last time is generic. The knee-jerk reaction of most workers seems to be “let’s build a more sophisticated model.” That’s reasonable – if there is any hope of recovery. The attitude is that dark matter has to be right so something has to work out. This fails to even contemplate the existential challenge that the fine-tuning problem imposes.

Perhaps I am wrong to be pessimistic, but my concern is well informed by years upon years trying to avoid this conclusion. Most of the claims I have seen to the contrary are just specialized versions of the generic models I had already built: they contain the same failings, but these go unrecognized because the presumption is that something has to work out, so people are often quick to declare “close enough!”

In my experience, fixing one thing in a model often breaks something else. It becomes a game of cosmic whack-a-mole. If you succeed in suppressing the scatter in one relation, it pops out somewhere else. A model that seems like it passes the test you built it to pass flunks as soon as you confront it with another test.

Let’s consider a few examples.

Squeezing the toothpaste tube

Our efforts to evade one fine-tuning problem often lead to another. This has been my general experience in many efforts to construct viable dark matter models. It is like squeezing a tube of toothpaste: every time we smooth out the problems in one part of the tube, we simply squeeze them into a different part. There are many published claims to solve this problem or that, but they frequently fail to acknowledge (or notice) that the purported solution to one problem creates another.

One example is provided by Courteau and Rix (1999). They invoke dark matter domination to explain the lack of residuals in the Tully-Fisher relation. In this limit, M_b/R ≪ M_DM/R and the baryons leave no mark on the rotation curve. This can reconcile the model with the Tully-Fisher relation, but it makes a strong prediction. It is not just the flat rotation speed that is the same for galaxies of the same mass, but the entirety of the rotation curve, V(R) at all radii. The stars are just convenient tracers of the dark matter halo in this limit; the dynamics are entirely dominated by the dark matter. The hypothesized solution fixes the problem that is addressed, but creates another problem that is not addressed, in this case the observed variation in rotation curve shape.

The limit of complete dark matter domination is not consistent with the shapes of rotation curves. Galaxies of the same baryonic mass have the same flat outer velocity (Tully-Fisher), but the shapes of their rotation curves vary systematically with surface brightness (de Blok & McGaugh, 1996; Tully and Verheijen, 1997; McGaugh and de Blok, 1998a,b; Swaters et al., 2009, 2012; Lelli et al., 2013, 2016c). High surface brightness galaxies have steeply rising rotation curves while LSB galaxies have slowly rising rotation curves (Fig. 6). This systematic dependence of the inner rotation curve shape on the baryon distribution excludes the SH hypothesis in the limit of dark matter domination: the distribution of the baryons clearly has an impact on the dynamics.

Fig. 6. Rotation curve shapes and surface density. The left panel shows the rotation curves of two galaxies, one HSB (NGC 2403, open circles) and one LSB (UGC 128, filled circles) (de Blok & McGaugh, 1996; Verheijen and de Blok, 1999; Kuzio de Naray et al., 2008). These galaxies have very nearly the same baryonic mass (~ 10¹⁰ M_⊙), and asymptote to approximately the same flat rotation speed (~ 130 km s⁻¹). Consequently, they are indistinguishable in the Tully-Fisher plane (Fig. 4). However, the inner shapes of the rotation curves are readily distinguishable: the HSB galaxy has a steeply rising rotation curve while the LSB galaxy has a more gradual rise. This is a general phenomenon, as illustrated by the central density relation (right panel: Lelli et al., 2016c) where each point is one galaxy; NGC 2403 and UGC 128 are highlighted as open points. The central dynamical mass surface density (Σ_dyn) measured by the rate of rise of the rotation curve (Toomre, 1963) correlates with the central surface density of the stars (Σ₀) measured by their surface brightness. The line shows 1:1 correspondence: no dark matter is required near the centers of HSB galaxies. The need for dark matter appears below 1000 M_⊙ pc⁻² and grows systematically greater to lower surface brightness. This is the origin of the statement that LSB galaxies are dark matter dominated.

A more recent example of this toothpaste tube problem for SH-type models is provided by the EAGLE simulations (Schaye et al., 2015). These are claimed (Ludlow et al., 2017) to explain one aspect of the observations, the radial acceleration relation (McGaugh et al., 2016), but fail to explain another, the central density relation (Lelli et al., 2016c) seen in Fig. 6. This was called the ‘diversity’ problem by Oman et al. (2015), who note that the rotation velocity at a specific, small radius (2 kpc) varies considerably from galaxy to galaxy observationally (Fig. 6), while simulated galaxies show essentially no variation, with only a small amount of scatter. This diversity problem is exactly the same problem that was pointed out before [compare Fig. 5 of Oman et al. (2015) to Fig. 14 of McGaugh and de Blok (1998a)].

There is no single, universally accepted standard galaxy formation model, but a common touchstone is provided by Mo et al. (1998). Their base model has a constant ratio of luminous to dark mass m_d [their assumption (i)], which provides a reasonable description of the sizes of galaxies as a function of mass or rotation speed (Fig. 7). However, this model predicts the wrong slope (3 rather than 4) for the Tully-Fisher relation. This is easily remedied by making the luminous mass fraction proportional to the rotation speed (m_d ∝ V_f), which then provides an adequate fit to the Tully-Fisher⁴ relation. This has the undesirable effect of destroying the consistency of the size-mass relation. We can have one or the other, but not both.

Fig. 7. Galaxy size (as measured by the exponential disk scale length, left) and mass (right) as a function of rotation velocity. The latter is the Baryonic Tully-Fisher relation; the data are the same as in Fig. 4. The solid lines are Mo et al. (1998) models with constant m_d (their equations 12 and 16). This is in reasonable agreement with the size-speed relation but not the BTFR. The latter may be fit by adopting a variable m_d ∝ V_f (dashed lines), but this ruins agreement with the size-speed relation. This is typical of dark matter models in which fixing one thing breaks another.

This failure of the Mo et al. (1998) model provides another example of the toothpaste tube problem. By fixing one problem, we create another. The only way forward is to consider more complex models with additional degrees of freedom.

Feedback

It has become conventional to invoke ‘feedback’ to address the various problems that afflict galaxy formation theory (Bullock & Boylan-Kolchin, 2017; De Baerdemaker and Boyd, 2020). It goes by other monikers as well, variously being called ‘gastrophysics’⁵ for gas phase astrophysics, or simply ‘baryonic physics’ for any process that might intervene between the relatively simple (and calculable) physics of collisionless cold dark matter and messy observational reality (which is entirely illuminated by the baryons). This proliferation of terminology obfuscates the boundaries of the subject and precludes a comprehensive discussion.

Feedback is not a single process, but rather a family of distinct processes. The common feature of different forms of feedback is the deposition of energy from compact sources into the surrounding gas of the interstellar medium. This can, at least in principle, heat gas and drive large-scale winds, either preventing gas from cooling and forming too many stars, or ejecting it from a galaxy outright. This in turn might affect the distribution of dark matter, though the effect is weak: one must move a lot of baryons for their gravity to impact the dark matter distribution.

There are many kinds of feedback, and many devils in the details. Massive, short-lived stars produce copious amounts of ultraviolet radiation that heats and ionizes the surrounding gas and erodes interstellar dust. These stars also produce strong winds through much of their short (~ 10 Myr) lives, and ultimately explode as Type II supernovae. These three mechanisms each act in a distinct way on different time scales. That’s just the feedback associated with massive stars; there are many other mechanisms (e.g., Type Ia supernovae are distinct from Type II supernovae, and Active Galactic Nuclei are a completely different beast entirely). The situation is extremely complicated. While the various forms of stellar feedback are readily apparent on the small scales of stars, it is far from obvious that they have the desired impact on the much larger scales of entire galaxies.

For any one kind of feedback, there can be many substantially different implementations in galaxy formation simulations. Independent numerical codes do not generally return compatible results for identical initial conditions (Scannapieco et al., 2012): there is no consensus on how feedback works. Among the many different computational implementations of feedback, at most one can be correct.

Most galaxy formation codes do not resolve the scale of single stars where stellar feedback occurs. They rely on some empirically calibrated, analytic approximation to model this ‘sub-grid physics’ — which is to say, they don’t simulate feedback at all. Rather, they simulate the accumulation of gas in one resolution element, then follow some prescription for what happens inside that unresolved box. This provides ample opportunity for disputes over the implementation and effects of feedback. For example, feedback is often cited as a way to address the cusp-core problem — or not, depending on the implementation (e.g., Benítez-Llambay et al., 2019; Bose et al., 2019; Di Cintio et al., 2014; Governato et al., 2012; Madau et al., 2014; Read et al., 2019). High resolution simulations (Bland-Hawthorn et al., 2015) indicate that the gas of the interstellar medium is less affected by feedback effects than assumed by typical sub-grid prescriptions: most of the energy is funneled through the lowest density gas — the course of least resistance — and is lost to the intergalactic medium without much impacting the galaxy in which it originates.

From the perspective of the philosophy of science, feedback is an auxiliary hypothesis invoked to patch up theories of galaxy formation. Indeed, since there are many distinct flavors of feedback that are invoked to carry out a variety of different tasks, feedback is really a suite of auxiliary hypotheses. This violates parsimony to an extreme and brutal degree.

This concern for parsimony is not specific to any particular feedback scheme; it is not just a matter of which feedback prescription is best. The entire approach is to invoke as many free parameters as necessary to solve any and all problems that might be encountered. There is little doubt that such models can be constructed to match the data, even data that bear little resemblance to the obvious predictions of the paradigm (McGaugh and de Blok, 1998a; Mo et al., 1998). So the concern is not whether ΛCDM galaxy formation models can explain the data; it is that they can’t not.

One could go on at much greater length about feedback and its impact on galaxy formation. This is pointless. It is a form of magical thinking to expect that the combined effects of numerous complicated feedback effects are going to always add up to looking like MOND in each and every galaxy. It is also the working presumption of an entire field of modern science.

Two Hypotheses

OK, basic review is over. Shit’s gonna get real. Here I give a short recounting of the primary reason I came to doubt the dark matter paradigm. This is entirely conventional – my concern about the viability of dark matter is a contradiction within its own context. It had nothing to do with MOND, which I was blissfully ignorant of when I ran head-long into this problem in 1994. Most of the community chooses to remain blissfully ignorant, which I understand: it’s way more comfortable. It is also why the field has remained mired in the ’90s, with all the apparent progress since then being nothing more than the perpetual reinvention of the same square wheel.

To make a completely generic point that does not depend on the specifics of dark matter halo profiles or the details of baryonic assembly, I discuss two basic hypotheses for the distribution of disk galaxy size at a given mass. These broad categories I label SH (Same Halo) and DD (Density begets Density) following McGaugh and de Blok (1998a). In both cases, galaxies of a given baryonic mass are assumed to reside in dark matter halos of a corresponding total mass. Hence, at a given halo mass, the baryonic mass is the same, and variations in galaxy size follow from one of two basic effects:

SH: variations in size follow from variations in the spin of the parent dark matter halo.
DD: variations in surface brightness follow from variations in the density of the dark matter halo.

Recall that at a given luminosity, size and surface brightness are not independent, so variation in one corresponds to variation in the other. Consequently, we have two distinct ideas for why galaxies of the same mass vary in size. In SH, the halo may have the same density profile ρ(r), and it is only variations in angular momentum that dictate variations in the disk size. In DD, variations in the surface brightness of the luminous disk are reflections of variations in the density profile ρ(r) of the dark matter halo. In principle, one could have a combination of both effects, but we will keep them separate for this discussion, and note that mixing them defeats the virtues of each without curing their ills.

The SH hypothesis traces back to at least Fall and Efstathiou (1980). The notion is simple: variations in the size of disks correspond to variations in the angular momentum of their host dark matter halos. The mass destined to become a dark matter halo initially expands with the rest of the universe, reaching some maximum radius before collapsing to form a gravitationally bound object. At the point of maximum expansion, the nascent dark matter halos torque one another, inducing a small but non-zero net spin in each, quantified by the dimensionless spin parameter λ (Peebles, 1969). One then imagines that as a disk forms within a dark matter halo, it collapses until it is centrifugally supported: λ → 1 from some initially small value (typically λ ≈ 0.05, Barnes & Efstathiou, 1987, with some modest distribution about this median value). The spin parameter thus determines the collapse factor and the extent of the disk: low spin halos harbor compact, high surface brightness disks while high spin halos produce extended, low surface brightness disks.

The distribution of primordial spins is fairly narrow, and does not correlate with environment (Barnes & Efstathiou, 1987). The narrow distribution was invoked as an explanation for Freeman’s Law: the small variation in spins from halo to halo resulted in a narrow distribution of disk central surface brightness (van der Kruit, 1987). This association, while apparently natural, proved to be incorrect: when one goes through the mathematics to transform spin into scale length, even a narrow distribution of initial spins predicts a broad distribution in surface brightness (Dalcanton, Spergel, & Summers, 1997; McGaugh and de Blok, 1998a). Indeed, it predicts too broad a distribution: to prevent the formation of galaxies much higher in surface brightness than observed, one must invoke a stability criterion (Dalcanton, Spergel, & Summers, 1997; McGaugh and de Blok, 1998a) that precludes the existence of very high surface brightness disks. While it is physically quite reasonable that such a criterion should exist (Ostriker and Peebles, 1973), the observed surface density threshold does not emerge naturally, and must be inserted by hand. It is an auxiliary hypothesis invoked to preserve SH. Once done, size variations and the trend of average size with mass work out in reasonable quantitative detail (e.g., Mo et al., 1998).

Angular momentum conservation must hold for an isolated galaxy, but the assumption made in SH is stronger: baryons conserve their share of the angular momentum independently of the dark matter. It is considered a virtue that this simple assumption leads to disk sizes that are about right. However, this assumption is not well justified. Baryons and dark matter are free to exchange angular momentum with each other, and are seen to do so in simulations that track both components (e.g., Book et al., 2011; Combes, 2013; Klypin et al., 2002). There is no guarantee that this exchange is equitable, and in general it is not: as baryons collapse to form a small galaxy within a large dark matter halo, they tend to lose angular momentum to the dark matter. This is a one-way street that runs in the wrong direction, with the final destination uncomfortably invisible with most of the angular momentum sequestered in the unobservable dark matter. Worse still, if we impose rigorous angular momentum conservation among the baryons, the result is a disk with a completely unrealistic surface density profile (van den Bosch, 2001a). It then becomes necessary to pick and choose which baryons manage to assemble into the disk and which are expelled or otherwise excluded, thereby solving one problem by creating another.

Early work on LSB disk galaxies led to a rather different picture. Compared to the previously known population of HSB galaxies around which our theories had been built, the LSB galaxy population has a younger mean stellar age (de Blok & van der Hulst, 1998; McGaugh and Bothun, 1994), a lower content of heavy elements (McGaugh, 1994), and a systematically higher gas fraction (McGaugh and de Blok, 1997; Schombert et al., 1997). These properties suggested that LSB galaxies evolve more gradually than their higher surface brightness brethren: they convert their gas into stars over a much longer timescale (McGaugh et al., 2017). The obvious culprit for this difference is surface density: lower surface brightness galaxies have less gravity, hence less ability to gather their diffuse interstellar medium into dense clumps that could form stars (Gerritsen and de Blok, 1999; Mihos et al., 1999). It seemed reasonable to ascribe the low surface density of the baryons to a correspondingly low density of their parent dark matter halos.

One way to think about a region in the early universe that will eventually collapse to form a galaxy is as a so-called top-hat over-density. The mass density Ω_m → 1 at early times, irrespective of its current value, so a spherical region (the top-hat) that is somewhat over-dense early on may locally exceed the critical density. We may then consider this finite region as its own little closed universe, and follow its evolution with the Friedmann equations with Ω > 1. The top-hat will initially expand along with the rest of the universe, but will eventually reach a maximum radius and recollapse. When that happens depends on the density. The greater the over-density, the sooner the top-hat will recollapse. Conversely, a lesser over-density will take longer to reach maximum expansion before recollapsing.

Everything about LSB galaxies suggested that they were lower density, late-forming systems. It therefore seemed quite natural to imagine a distribution of over-densities and corresponding collapse times for top-hats of similar mass, and to associate LSB galaxy with the lesser over-densities (Dekel and Silk, 1986; McGaugh, 1992). More recently, some essential aspects of this idea have been revived under the monicker of “assembly bias” (e.g. Zehavi et al., 2018).

The work that informed the DD hypothesis was based largely on photometric and spectroscopic observations of LSB galaxies: their size and surface brightness, color, chemical abundance, and gas content. DD made two obvious predictions that had not yet been tested at that juncture. First, late-forming halos should reside preferentially in low density environments. This is a generic consequence of Gaussian initial conditions: big peaks defined on small (e.g., galaxy) scales are more likely to be found in big peaks defined on large (e.g., cluster) scales, and vice-versa. Second, the density of the dark matter halo of an LSB galaxy should be lower than that of an equal mass halo containing and HSB galaxy. This predicts a clear signature in their rotation speeds, which should be lower for lower density.

The prediction for the spatial distribution of LSB galaxies was tested by Bothun et al. (1993) and Mo et al. (1994). The test showed the expected effect: LSB galaxies were less strongly clustered than HSB galaxies. They are clustered: both galaxy populations follow the same large scale structure, but HSB galaxies adhere more strongly to it. In terms of the correlation function, the LSB sample available at the time had about half the amplitude r₀ as comparison HSB samples (Mo et al., 1994). The effect was even more pronounced on the smallest scales (<2 Mpc: Bothun et al., 1993), leading Mo et al. (1994) to construct a model that successfully explained both small and large scale aspects of the spatial distribution of LSB galaxies simply by associating them with dark matter halos that lacked close interactions with other halos. This was strong corroboration of the DD hypothesis.

One way to test the prediction of DD that LSB galaxies should rotate more slowly than HSB galaxies was to use the Tully-Fisher relation (Tully and Fisher, 1977) as a point of reference. Originally identified as an empirical relation between optical luminosity and the observed line-width of single-dish 21 cm observations, more fundamentally it turns out to be a relation between the baryonic mass of a galaxy (stars plus gas) and its flat rotation speed the Baryonic Tully-Fisher relation (BTFR: McGaugh et al., 2000). This relation is a simple power law of the form

M_b = AV_f⁴ (equation 1)

with A ≈ 50 M_⊙ km⁻⁴ s⁴ (McGaugh, 2005).

Aaronson et al. (1979) provided a straightforward interpretation for a relation of this form. A test particle orbiting a mass M at a distance R will have a circular speed V

V² = GM/R (equation 2)

where G is Newton’s constant. If we square this, a relation like the Tully-Fisher relation follows:

V⁴ = (GM/R)² &propto; MΣ (equation 3)

where we have introduced the surface mass density Σ = M/R². The Tully-Fisher relation M ∝ V⁴ is recovered if Σ is constant, exactly as expected from Freeman’s Law (Freeman, 1970).

LSB galaxies, by definition, have central surface brightnesses (and corresponding stellar surface densities Σ₀) that are less than the Freeman value. Consequently, DD predicts, through equation (3), that LSB galaxies should shift systematically off the Tully-Fisher relation: lower Σ means lower velocity. The predicted effect is not subtle² (Fig. 4). For the range of surface brightness that had become available, the predicted shift should have stood out like the proverbial sore thumb. It did not (Hoffman et al., 1996; McGaugh and de Blok, 1998a; Sprayberry et al., 1995; Zwaan et al., 1995). This had an immediate impact on galaxy formation theory: compare Dalcanton et al. (1995, who predict a shift in Tully-Fisher with surface brightness) with Dalcanton et al. (1997b, who do not).

Fig. 4. The Baryonic Tully-Fisher relation and residuals. The top panel shows the flat rotation velocity of galaxies in the SPARC database (Lelli et al., 2016a) as a function of the baryonic mass (stars plus gas). The sample is restricted to those objects for which both quantities are measured to better than 20% accuracy. The bottom panel shows velocity residuals around the solid line in the top panel as a function of the central surface density of the stellar disks. Variations in the stellar surface density predict variations in velocity along the dashed line. These would translate to shifts illustrated by the dotted lines in the top panel, with each dotted line representing a shift of a factor of ten in surface density. The predicted dependence on surface density is not observed (Courteau & Rix, 1999; McGaugh and de Blok, 1998a; Sprayberry et al., 1995; Zwaan et al., 1995).

Instead of the systematic variation of velocity with surface brightness expected at fixed mass, there was none. Indeed, there is no hint of a second parameter dependence. The relation is incredibly tight by the standards of extragalactic astronomy (Lelli et al., 2016b): baryonic mass and the flat rotation speed are practically interchangeable.

The above derivation is overly simplistic. The radius at which we should make a measurement is ill-defined, and the surface density is dynamical: it includes both stars and dark matter. Moreover, galaxies are not spherical cows: one needs to solve the Poisson equation for the observed disk geometry of LTGs, and account for the varying radial contributions of luminous and dark matter. While this can be made to sound intimidating, the numerical computations are straightforward and rigorous (e.g., Begeman et al., 1991; Casertano & Shostak, 1980; Lelli et al., 2016a). It still boils down to the same sort of relation (modulo geometrical factors of order unity), but with two mass distributions: one for the baryons M_b(R), and one for the dark matter M_DM(R). Though the dark matter is more massive, it is also more extended. Consequently, both components can contribute non-negligibly to the rotation over the observed range of radii:

V²(R) = GM/R = G(M_b/R + M_DM/R), (equation 4)

(4)where for clarity we have omitted^* geometrical factors. The only absolute requirement is that the baryonic contribution should begin to decline once the majority of baryonic mass is encompassed. It is when rotation curves persist in remaining flat past this point that we infer the need for dark matter.

A recurrent problem in testing galaxy formation theories is that they seldom make ironclad predictions; I attempt a brief summary in Table 1. SH represents a broad class of theories with many variants. By construction, the dark matter halos of galaxies of similar stellar mass are similar. If we associate the flat rotation velocity with halo mass, then galaxies of the same mass have the same circular velocity, and the problem posed by Tully-Fisher is automatically satisfied.

Table 1. Predictions of DD and SH for LSB galaxies.

Observation	DD	SH
Evolutionary rate	+	+
Size distribution	+	+
Clustering	+	X
Tully-Fisher relation	X	?
Central density relation	+	X

While it is common to associate the flat rotation speed with the dark matter halo, this is a half-truth: the observed velocity is a combination of baryonic and dark components (eq. (4)). It is thus a rather curious coincidence that rotation curves are as flat as they are: the Keplerian decline of the baryonic contribution must be precisely balanced by an increasing contribution from the dark matter halo. This fine-tuning problem was dubbed the “disk-halo conspiracy” (Bahcall & Casertano, 1985; van Albada & Sancisi, 1986). The solution offered for the disk-halo conspiracy was that the formation of the baryonic disk has an effect on the distribution of the dark matter. As the disk settles, the dark matter halo respond through a process commonly referred to as adiabatic compression that brings the peak velocities of disk and dark components into alignment (Blumenthal et al., 1986). Some rearrangement of the dark matter halo in response to the change of the gravitational potential caused by the settling of the disk is inevitable, so this seemed a plausible explanation.

The observation that LSB galaxies obey the Tully-Fisher relation greatly compounds the fine-tuning (McGaugh and de Blok, 1998a; Zwaan et al., 1995). The amount of adiabatic compression depends on the surface density of stars (Sellwood and McGaugh, 2005b): HSB galaxies experience greater compression than LSB galaxies. This should enhance the predicted shift between the two in Tully-Fisher. Instead, the amplitude of the flat rotation speed remains unperturbed.

The generic failings of dark matter models was discussed at length by McGaugh and de Blok (1998a). The same problems have been encountered by others. For example, Fig. 5 shows model galaxies formed in a dark matter halo with identical total mass and density profile but with different spin parameters (van den Bosch, 2001b). Variations in the assembly and cooling history were also considered, but these make little difference and are not relevant here. The point is that smaller (larger) spin parameters lead to more (less) compact disks that contribute more (less) to the total rotation, exactly as anticipated from variations in the term M_b/R in equation (4). The nominal variation is readily detectable, and stands out prominently in the Tully-Fisher diagram (Fig. 5). This is exactly the same fine-tuning problem that was pointed out by Zwaan et al. (1995) and McGaugh and de Blok (1998a).

What I describe as a fine-tuning problem is not portrayed as such by van den Bosch (2000) and van den Bosch and Dalcanton (2000), who argued that the data could be readily accommodated in the dark matter picture. The difference is between accommodating the data once known, and predicting it a priori. The dark matter picture is extraordinarily flexible: one is free to distribute the dark matter as needed to fit any data that evinces a non-negative mass discrepancy, even data that are wrong (de Blok & McGaugh, 1998). It is another matter entirely to construct a realistic model a priori; in my experience it is quite easy to construct models with plausible-seeming parameters that bear little resemblance to real galaxies (e.g., the low-spin case in Fig. 5). A similar conundrum is encountered when constructing models that can explain the long tidal tails observed in merging and interacting galaxies: models with realistic rotation curves do not produce realistic tidal tails, and vice-versa (Dubinski et al., 1999). The data occupy a very narrow sliver of the enormous volume of parameter space available to dark matter models, a situation that seems rather contrived.

Fig. 5. Model galaxy rotation curves and the Tully-Fisher relation. Rotation curves (left panel) for model galaxies of the same mass but different spin parameters λ from van den Bosch (2001b, see his Fig. 3). Models with lower spin have more compact stellar disks that contribute more to the rotation curve (V² = GM/R; R being smaller for the same M). These models are shown as square points on the Baryonic Tully-Fisher relation (right) along with data for real galaxies (grey circles: Lelli et al., 2016b) and a fit thereto (dashed line). Differences in the cooling history result in modest variation in the baryonic mass at fixed halo mass as reflected in the vertical scatter of the models. This is within the scatter of the data, but variation due to the spin parameter is not.

Both DD and SH predict residuals from Tully-Fisher that are not observed. I consider this to be an unrecoverable failure for DD, which was my hypothesis (McGaugh, 1992), so I worked hard to salvage it. I could not. For SH, Tully-Fisher might be recovered in the limit of dark matter domination, which requires further consideration.

I will save the further consideration for a future post, as that can take infinite words (there are literally thousands of ApJ papers on the subject). The real problem that rotation curve data pose generically for the dark matter interpretation is the fine-tuning required between baryonic and dark matter components – the balancing act explicit in the equations above. This, by itself, constitutes a practical falsification of the dark matter paradigm.

Without going into interesting but ultimately meaningless details (maybe next time), the only way to avoid this conclusion is to choose to be unconcerned with fine-tuning. If you choose to say fine-tuning isn’t a problem, then it isn’t a problem. Worse, many scientists don’t seem to understand that they’ve even made this choice: it is baked into their assumptions. There is no risk of questioning those assumptions if one never stops to think about them, much less worry that there might be something wrong with them.

Much of the field seems to have sunk into a form of scientific nihilism. The attitude I frequently encounter when I raise this issue boils down to “Don’t care! Everything will magically work out! LA LA LA!”

*Strictly speaking, eq. (4) only holds for spherical mass distributions. I make this simplification here to emphasize the fact that both mass and radius matter. This essential scaling persists for any geometry: the argument holds in complete generality.

Triton Station

A Blog About the Science and Sociology of Cosmology and Dark Matter

Category: Galaxy Formation